OSU's
copy of the full FERPA regulations.
Introduction
FERPA (the Family Educational Rights and Privacy
Act) is a federal law designed to protect the privacy of students'
education records. Education records include any information or
documentation that is recorded in any way, including records produced
by handwriting, computer, e-mail, audio, and video, among others.
Educational records contain information directly related to a student,
and are maintained by Ohio State or any party acting on its behalf.
FERPA protects the privacy of students' education records by setting
forth strict instructions and limitations governing the release of
information about students. Although FERPA contains exceptions for
the release of "directory information" without a student's prior written
consent, students have the right to request that even such directory
information be withheld from disclosure to third parties.
Given the restrictions of FERPA, you should assume that all of your
students must provide written consent that follows the format specified
in FERPA before any education records may be released to anyone
other than the student. Information cannot be released to any third
party, including the students' parents, relatives, and friends.
Particularly sensitive information includes students' social security
numbers, race or ethnicity, gender, nationality, academic performance,
disciplinary records, and grades.
Notifying Students About Grades Under FERPA
The only acceptable method to post grades publicly is to assign
students in your class unique, confidential numbers or codes for the
purpose of posting grades, and further, to ensure that such codes and
posting are not alphabetic. Publicly posting grades using names, social
security numbers, or OSU identification numbers are all violations of
FERPA. Mailing grades to students is only acceptable if the
information is enclosed in a sealed envelope. Mailing grades via
postcards violates a student's right to privacy.
Discussing a Student's Academic Performance Under FERPA
A student's academic performance is part of his/her education record,
and discussing the student's performance with anyone other than the
student (or another school official with a "legitimate educational
interest") is a violation of FERPA. Please refrain from discussing the
academic performance, grades, or other parts of a student's education
record with anyone other than the student.
Handling a Parents' Request for Information Under FERPA
Although parents often are paying for their child's education, unless the
student is a dependent student as defined under the Internal Revenue
Code, parents are not entitled to review the student's records without
the student's permission. Therefore, faculty who give parents updates
about their child's academic performance without express written
permission of the student/child may be in violation of FERPA.
If parents do request such information, you should assume that the
student is not a dependent student and explain that you cannot discuss
the student's academic performance without written permission of the
student. Grades, classroom performance, quiz and test scores, and
exams are all part of the student's education record and require written
permission to divulge to parents. Student authorization must detail
exactly what information can be released to the parents and should be
in writing signed by the student.
Writing Student Recommendation Letters Under FERPA
Recommendation letters on behalf of a student that contain specific
information from the student's educational record, such as grades or a
student's grade point average, are in violation of FERPA unless the
faculty member has received prior written permission from the student
to disclose that information. When you receive requests for letters of
recommendation from the student, you should have the student sign a
written authorization enabling you to disclose such relevant
information in the letter. In the alternative, the content of the letter
should not contain information from the student's education record as
described above.
Returning Assignments, Papers, or Exams Under FERPA
It is a violation of FERPA to leave any graded assignments, papers, or
exams unattended for students to pick up where students could view the
work of other students. Such work can be returned to students in such a
manner if it is in sealed envelopes with the student's name on the
envelope. Further, it is appropriate for a staff member to keep such
student work and return it to the students upon verification of the
student's identity. Please ensure that any staff member who is
responsible for keeping graded assignments for return to the students is
apprised fully of his/her obligations under FERPA to prevent the
unauthorized release of that work to someone other than the student.
Accessing Student Records Under FERPA
Faculty members should not have access to student's education records
absent a "legitimate educational interest." As school officials, faculty
members have legitimate educational interests when they are advising
the student, working on student attrition, or other similar educational
interests. Casual conversations among faculty members discussing
students' grades, performance, or other aspects of their education
records violate FERPA absent a legitimate educational interest.
Where To Turn For Help With FERPA
Remember, one of the main purposes of FERPA is to protect a
student's privacy. Therefore, you shouldn't disclose any information if
it could be an invasion of the student's privacy. If you are in doubt at
any point about what can and cannot be released under the provisions
of FERPA or the proper way to handle a specific situation, it is
imperative that you consult the Office of Legal Affairs at 292- 0611
before taking any action. If you are in doubt, DO NOT disclose the
information.
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